Series 14: 7.2.1.3.2. Other Registration Forms

Taken from our Series 14 Online Guide

7.2.1.3.2. Other Registration Forms

Super account administrator and FINRA entitlement agreement. This form designates the single person (not a service provider) who will be authorized by the firm to access and oversee the use of FINRA regulatory filing systems.

Member firm email notification contact form. This form simply identifies the

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 7.2.1.3.2. Other Registration Forms, you might also be interested in:

Series 7 - 1.2.1. Treasury Shares

Series 63 - 3.1.4.1. Section 402(a) Exemptions

Series 24 - NYSE Euronext and Electronic Execution

Series 26 - Management Companies: Open-End Funds

Series 53 - 5.2.1. Firm Quotations

Series 79 - 3.4.1. Asset Turnover Ratio

Series 54 - “Know Your Client” Requirement

Series 27 - Allocation of Responsibilities

Series 7 - 12.2.1.1 Pre-Filing Period

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

Solomon Exam Prep was very thorough and prepared me not only for the SIE, but the practice questions were so in-depth I now feel prepared for the Series-7 top-off as well.

Steven Laesser, Raymond James, Saint Petersburg, FL

I used Solomon Exam Prep for both the Series 7 and the 66 which I took within a couple of months of each other. I smoked both tests with an 85% and an 88%. Well above the passing score. The books have just enough humor to keep things interesting and the practice tests and quizzes are phenomenal. If you want to get the most out of these programs pound out as many practice test as you can.

K. Nick Thoeni, Gilroy, CA

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI