Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders

Taken from our Series 3 Online Guide

7.1.2. Registration of Floor Brokers and Floor Traders

Floor brokers and floor traders apply for registration by completing and delivering Form 8-R with a fingerprint card and by paying an $85 registration fee. Registration is granted when th

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders, you might also be interested in:

Series 53 - Depository Eligibility Registration: Issuers

Series 52 - 4.5.9. Call Risk

Series 79 - Meeting Closing Conditions

Series 24 - Fraudulent Interstate Transactions

Series 51 - Definitions

Series 50 - Other Facts about Swaps

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

Thanks! I am thrilled. I took the Series 7 three years ago and have been putting off the Series 63 after I failed the first time. I used your book and iPhone app. I am recommending your materials to everyone in my office that needs to take the 63 in the near future. Of course you can use my email as a testimonial. Everything that people have said on the testimonials is 100% correct. The way the materials are written makes it much less of a chore to read and comprehend. Thanks for the follow up email!

Julia Smith, RBC Wealth Management

I used Solomon Exam Prep for both the Series 7 and the 66 which I took within a couple of months of each other. I smoked both tests with an 85% and an 88%. Well above the passing score. The books have just enough humor to keep things interesting and the practice tests and quizzes are phenomenal. If you want to get the most out of these programs pound out as many practice test as you can.

K. Nick Thoeni, Gilroy, CA

I thought you might appreciate knowing that I passed the test with a 90 today. Thanks again for all the help and good quality material that your company has. I am very glad to have used your materials and will certainly refer others to Solomon Exam Prep. (Series 6 & 63)

Matthew Baird, Gloversville, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders

Taken from our Series 3 Online Guide

7.1.2. Registration of Floor Brokers and Floor Traders

Since you're reading about Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →