Series 3: 7.1.4.3. Exemption From Registration Of Non-Domestic Firms

Taken from our Series 3 Online Guide

7.1.4.3. Exemption from Registration of Non-Domestic Firms

Futures commission merchants, introducing brokers, commodity pool operators, and commodity trading advisors operating outside the borders of the United States may be exempt from NFA registration if they file both of the following

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.1.4.3. Exemption From Registration Of Non-Domestic Firms, you might also be interested in:

Series 26 - Customer Complaint Reports

Series 52 - 9.2.7. Close-Outs

Series 65 - 10.10.6.3 Describing a Price as “At the Market” If It Is Not

SIE - 2.11.3. Treasury Notes and Bonds

Series 66 - 2.2.6 Protective Provisions

Series 63 - Practice Exam #2

Series 24 - Investment Analysis Tools

Series 24 - Roth IRAs

Series 52 - Exercise

Series 24 - 2.1. Member Supervisory Procedures and Controls

Series 82 - Credit Risk

Series 7 - 3.6.34 Rule G-34—CUSIP Numbers Procedures

Series 53 - 6.2.2. Clearing and Settlement

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

The study material was absolutely perfect. My undergrad degree is in Mechanical Engineering and my graduate degree is in management so no formal finance education and it would not have been possible to pass the Series 79 without the Solomon material. Thanks so much.

Dave Bender, Cascadia Capital, Seattle, WA

Started studying May 15. Passed it (Series 7) on June 28 with 91%. Very happy.

Cindy Roggenkamp, St. Cloud, MN

I passed the series 65! I used the Solomon exam prep Material to take the series 65. I had previously used the Kaplan material and did not find the materials to be that good. The book, audio tape and exam question bank were amazing. It was hard to go to the center wearing a mask during this Coronavirus time period. I don’t think I would’ve passed this Series 65 without Solomon. Thank you

Gail Abrams, The Investment Center, Inc. Watchung, NJ