Series 3: 7.3.7.4. Profit Sharing

Taken from our Series 3 Online Guide

7.3.7.4. Profit Sharing

No member firm or associated person may share in the profits or losses accruing from commodity futures trading in any customer account without the customer’s prior written authorization, whether the account is carried by the member firm itself or by any other member firm.

NFA Rule 2-3

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