Series 65: Appendix C: New Investment Adviser Marketing Rule

Taken from our Series 65 Online Guide

Appendix C

New Investment Adviser Marketing Rule

Unless you were born into a well-connected family, clients won’t just fall into your lap. You’re going to have to advertise yourself to make a living. The SEC's Marketing Rule sets the standards for federal covered advisers' marketing communications.

SEC Rule 206(4)-1

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Appendix C: New Investment Adviser Marketing Rule, you might also be interested in:

Series 7 - 3.2. Types of Municipal Securities

Series 66 - Balanced Funds

Series 7 - Chapter 12 Practice Question Answers

Series 14 - Exercise

Series 79 - A.10.1. Composite Indexes

Series 79 - 4.4.1. Example Discounted Cash Flow Analysis

Series 52 - Rule G-3—Qualification Rules for Associated Persons

Series 63 - 4.2 Unlawful Representations Concerning Registrations

Series 51 - Opening Institutional Customer Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Passed Series 65 (80%) on first attempt. THANK YOU, Solomon Exam Prep and all of your VERY helpful and courteous staff! Will be back for next two exams.

James M., Fort Lauderdale, FL

Thank you Solomon! I passed the Series 65 today on the 1st attempt. Same result as on the Series 63 I passed last year. The Solomon video lectures and exam simulator was awesome. It not only helped pass the test but helped me really understand all the material.

Gary Kilanowski. Scottsdale, AZ

Passed my Series 65 on the first try! Solomon really has everything you need to pass. I followed the recommended schedule and took a ton of practice tests. This gave me a ton of confidence and it paid off!

Andrea Rivera, ForUsAll. Salt Lake City, UT

I recently passed the Series 65 exam, really recommend this study material. I used other vendors before with no success; this is the best in the market. Thanks so much!

Mauricio Reyes. Boca Raton, FL

I had my licenses but I let them lapse after I sold my firm. Now we're starting a new firm and I needed a refresher and studied your book and used the exam simulator. I passed the Series 65 and your materials were a big help. Now I am back for the Series 7 and I want your book, audio book and exam simulator. Thanks for an excellent product.

Jason Luquire Pawleys Island, SC

I used Solomon Exam Prep to take my Series 65 exam and passed it on the first try. The schedule generator is a great tool to stay on track and the practice exams and quizzes were my preferred method of studying and worked great as they provided questions that were very close and helpful in preparing for the real exam. Thank you!

Joseph Waitkevich, Coppertree LLC. Worcester, MA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 65: Appendix C: New Investment Adviser Marketing Rule

Taken from our Series 65 Online Guide

Since you're reading about Series 65: Appendix C: New Investment Adviser Marketing Rule, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →