Series 24: Non-branch Locations

Non-branch Locations

Unregistered offices, or non-branch locations, include:

• • any office location established solely for customer service and/or back office type functions where no sales activities are conducted;
• • an employee’s private residence, if:
• ◊ only resident employees who are immediate family members operate there
• ◊ the employee does not meet with customers there
• ◊ neither customer funds nor securities are handled at that location
• ◊ the l