Series 63: 3.1.2. Registration Of Securities

Taken from our Series 63 Online Guide

3.1.2. Registration of Securities

Just like investment advisers, agents, and the other professionals discussed so far, securities must be registered with the state securities administrator and their issuers must pay a registration fee. And as with these other parties, securities are potentially exempt from st

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I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

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Joseph DeLoach, WoodmenLife, Eatonton, GA

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Austin Najib, Key West Investments, San Gabriel, CA

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I used Solomon Exam prep for my series 63 and passed the first time with flying colors. I did have a couple questions on the real exam that seemed almost verbatim from their practice tests. The audio books were really helpful since I'm on the go a lot. Her voice was a little obnoxious, but helpful. There was a great mix of test questions for all the practice tests so I wasn't just memorizing the questions, but rather I was memorizing material. I'd use them again for any future test.

Krina

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