Series 63: 5.7.5. Online Access To A Client’s Account

Taken from our Series 63 Online Guide

5.7.5. Online Access to a Client’s Account

An investment adviser is prohibited from gaining access to a client’s account by using the client’s user name and password. This access is prohibited in order to

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 5.7.5. Online Access To A Client’s Account, you might also be interested in:

Series 79 - Financial Markets

Series 14 - 8.3.2. Joint Accounts

Series 24 - Unsold Shares of a Public Offering

Series 50 - Taxation of Municipal Bonds

Series 24 - 4.1.3.1. Corporations

Series 26 - Chapter 5 Practice Question Answers

Series 65 - Balance of Payments

Series 14 - 1.5.1 The SEC

Series 63 - 3.1.2 Registration of Securities

Series 6 - 7.5.3.1. Lifetime Records

Series 51 - Beneficiaries

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The material was great and helped me pass the 63. I also used it to study for the 7 and it helped me immensely as well. Thank you!

Brian Lang, Denver, CO

I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

Gary Kilanowski. Scottsdale, AZ

I passed the Series 63 on the first try. You now have a loyal customer in me. Using Solomon is probably the closest exam success guarantee you could possibly get. Thanks, your exam prep was worth every penny. I would recommend your exam prep to anyone and if I ever have a take another Series exam. I will only be using Solomon exam prep.

Joseph Boswell, FFA. Riverview, FL

I took the 6 and 63. I passed the 6 with a 90% and the 63 with an 87%. I used the test simulator for both and it was a tremendous help. I was actually studying using a different book and I wasn't getting enough info. The Test Simulator was key. It threw the questions at me in a different way which was similar to the actual test. I don't think I would have passed without it. THANKS!

Idette Campos, Licensed Personal Banker & Small Business Specialist, JP Morgan Chase, Chula Vista, CA

Solomon, You all are the best. I wanted to let you know....Your classes are great! You explain the material so well. I had taken the Series 6 with another company and only passed by one point! I took the course with the same company for the Series 63 and missed it by one point! Needless to say, I was a little upset. I decided to start from scratch and did it with Solomon. I passed the Series 63 with a 82%. Thanks! I am preparing to take the Series 65 and will use Solomon too. You all are great!!!

Jenee S.

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA