Series 63: 5.7.9. Outside Business Activities

Taken from our Series 63 Online Guide

5.7.9. Outside Business Activities

Under FINRA rules, an agent who wishes to engage in outside business activities (activities that are outside of her employment with her broker-dealer) for compensation must give prior written notice to

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I passed my S63 Sunday, March 15th!!

Walter Whitehead, Los Angeles, CA

Just passed the S63 exam on the second try. The only reason I failed the first time is that I didn't take enough timed practice exams. My advice is to take practice exams until you are blue in the face. I did that this time around and aced the exam. I've now passed both S7 (first try) and S63 with Solomon. Worth every penny.

D. G. Swanagain, New York Life, New York, NY

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Idette Campos, Licensed Personal Banker & Small Business Specialist, JP Morgan Chase, Chula Vista, CA

I used Solomon Exam Prep for both the Series 7 and 63. Everyone learns differently, and they have resources for every type of learner. Their practice exams and quizzes push you to be prepared for the most difficult questions, enabling you to be over-prepared (better than the alternative!) for your exam. I received a 93% on the Series 7 and wish the regulators provided a score for the Series 63, but needless to say I passed. If I ever need to take a regulatory exam again, I will look to these guys first.

Suraj P, New York, NY

I passed the Series 7 on my first attempt. In fact, five years ago, I also passed both the Series 6 and 63 on my first attempt. In all cases, I used Solomon Exam Prep materials which make sometimes 'dry' topics much more readable. Also, having the option to take an unlimited number of practice tests and receive immediate, thorough feedback was invaluable. I highly recommend them!

Blaine Burnett

Bought the exam simulator for the 63 the day before the test and passed with a 90%. Questions in the simulator were MUCH more difficult than the actual test and I had no problem. Very helpful!

Mike, New York