Series 66: 1.3.1.2.2. Business Risk

Taken from our Series 66 Online Guide

1.3.1.2.2. Business Risk

Business risk is the unique risk associated with a specific investment. The primary source of this risk is an issuing company that underperforms investor expectations. This underperformance may be caused by poor management, a change in

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 1.3.1.2.2. Business Risk, you might also be interested in:

Series 66 - T-Note and -Bond Quotations

Series 66 - Tax Basis on Shares After a Stock Split

Series 65 - 10.9.3. 12b-1 Fees

Series 3 - 7.3.5. Financial Reporting Requirements

Series 24 - Civil Liabilities Arising in Connection with Prospectuses and Communications

Series 66 - Types of Yields

Series 52 - 8.3.5. Review of Correspondence

Series 3 - 3.3.2. Basis Risk

Series 53 - Taping Rule

Series 82 - Exercise

Series 53 - Principal Requirements

Series 79 - Guaranteed Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

After hearing horror stories about people struggling and in some cases failing the Series 66, after easily passing the series 7, I invested in both the Series 66 audio book and the Series 66 on-line tests. I passed my Series 66 exam with an 87%!

Mardee Formales, Wells Fargo, San Diego, CA

I have taken and passed the SIE, Series 7, and Series 66 using this amazing Solomon study program. Each time, I felt prepared for the exam and confident in my answers. Solomon's study structure and varying mediums of study make it interactive and easy to learn.. It's an amazing deal for the tools received. I would highly recommend this program!

Abbigayle Hanoch, LPL Financial. Ventura, NM

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL

Very excited to pass the Series 66! The Solomon practice exams were very helpful to understand the concepts and fundamentals of the questions. I would highly recommend Solomon Exam Prep for all FINRA exams. Make sure to have a good grasp on agent registration and suitability when taking the 66. Thank you Solomon!

Blake Rossman, TrueWealth. Bellevue, WA

I passed the Series 66 today with an 85%. Your book and PDF test questions were great, and turned out to be the only study material I needed to pass the test on the first try. I'll look to you again when I need my Series 7. Thanks!

Joshua Reeves, San Diego, CA

I have been extremely happy with your book series. I was able to pass the Series 66 and Series 65 with flying colors on the first try! Thanks again.

Christian Brown, Financial Decisions Group