Series 66: 2.1.3. The Transfer Agent And Registrar

Taken from our Series 66 Online Guide

2.1.3. The Transfer Agent and Registrar

Companies typically keep track of their securities issues by hiring a transfer agent, usually a bank or trust company. The transfer agent records who owns stocks and in what form, recording changes of ownership as they occur. If stock certificates are involved, the transfer agent cancels the certificates surrendered by the seller and issues new on

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Blake Rossman, TrueWealth. Bellevue, WA

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Abbigayle Hanoch, LPL Financial. Ventura, NM

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Stephen Rice, Edward jones. Prairie Village, KS

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Julio Revuelta, Wealth Management Firm, Miami, FL

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Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

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Series 66: 2.1.3. The Transfer Agent And Registrar

Taken from our Series 66 Online Guide

2.1.3. The Transfer Agent and Registrar

Since you're reading about Series 66: 2.1.3. The Transfer Agent And Registrar, you might also be interested in:

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