Series 66: 7.8.4.1. Termination Of An IAR

Taken from our Series 66 Online Guide

7.8.4.1. Termination of an IAR

Because investment adviser representatives work for an investment adviser as an employee or associate, they tend to come and go more frequently than actual investment advisers. That’s not hard to imagine, since professionals are constantly being hired and fired from firms, as well as changing jobs or switching firms for their own reasons.

When an IAR leaves a f

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Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

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