Series 65: 1.4.3.1. Prospectus

Taken from our Series 65 Online Guide

1.4.3.1. Prospectus

A prospectus is the initial form that is filed prior to the public offer of a new security (stock or bond). The prospectus provides important disclosure information for the investor. It contains all the material information about the security, which means all the crucial info that potential investors may want or need to know to

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My oldest son purchased your Solomon audio exam guide to pass his Series 7, and I did the same for the Series 65 exam at his recommendation. Although I am 62 and have been out of college for forty(40) years, I passed my Series 65 exam on my first try. This would NOT have been possible without your excellent study materials. Thank you! for the service you provide to all aspiring test takers where so much is on the line!

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Cornell Capital Management

David Hartzell, Cornell Capital Management, New York

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Neal Thompson, Denver, CO, Series 65

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