Series 65: 7.2.1.2.1.2. Minimum Maintenance Requirement

Taken from our Series 65 Online Guide

7.2.1.2.1.2. Minimum Maintenance Requirement

A restricted account does not require that the margin be replenished until the equity has fallen below 25% of the LMV. This 25% minimum level is called a minimum maintenance requirement.

If a customer’s account goes below the minimum maintenance requirement, the cust

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 7.2.1.2.1.2. Minimum Maintenance Requirement, you might also be interested in:

SIE - Customer Complaints

Series 65 - 8.7.1 Definition of Investment Adviser

Series 65 - Cybersecurity and Data Protection

Series 66 - Memory Tricks for Orders

Series 7 - 14.5.2. Transfer and Hold

Series 7 - Exercise

Series 24 - Cash Settlement and Delivery of Securities

Series 50 - Credit Risk

Series 63 - Chapter 5

Series 26 - Chapter 1 Practice Question Answers

Series 54 - Introduction

Series 65 - 6.3.1. Traditional IRAs

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I recently passed the Series 65 exam, really recommend this study material. I used other vendors before with no success; this is the best in the market. Thanks so much!

Mauricio Reyes. Boca Raton, FL

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

Thanks again for all your help. Loved the study materials and the book was very well written and easy to read. [Series 65]

Josh J. Solana Beach, CA

I just wanted to let you know I took the Series 65(85), Series 63(90) and Series 7(90) and am pleased as can be with your guides and practice materials. Not only do they contain the facts that are needed to pass the exams, but are actually presented in a format that you are still interested and awake by the time you get there! Really brilliant instructions.

Michael, CPA, Registered Representative

Well, I finally was able to take my Series 65 and passed with an 85%. I think that the combination of your Series 65 text along with our other vendor made all the difference. It was good to have an additional reference for clarity and in some cases more detailed and straight forward discussion. Thank you for the materials.

Alesia Mullis, Churchill Financial, Louisville, KY

I passed the Series 65 today. Thanks so much. The Series 65 Exam Simulator and the iPhone app were my only study instruments. I didn't have any other study materials. Granted, I know that you encouraged me to not use the exam simulator as my sole source, but I found your practice tests to be more difficult than the actual exam. I had taken the series 65 in 1994, but it is a different test now. I received an 89%, finished 55 minutes early. I just took your exam simulator tests over and over. Funny thing, I was getting in the 75% range on your exams. Never broke 80%. Great apps! I really appreciate your generosity in extending my subscription to complete my prep. You are a good man. Thank you.

Daniel Q. Humphrey, Financial Guard, Pleasant Grove, Utah