Series 65: 7.2.1.2.1.4. Margin Account Deposits

Taken from our Series 65 Online Guide

7.2.1.2.1.4. Margin Account Deposits

If a customer deposits cash or cash dividends into a margin account, the debit balance is reduced by that amount, and the equity increases by that same amount. The SMA also increases dollar for dollar by the amount deposited.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: 7.2.1.2.1.4. Margin Account Deposits, you might also be interested in:

Series 7 - Exercise

Series 24 - 2.3.2. Restrictions on Member Compensation

Series 50 - Taxation of Interest at the State and Local Levels

Series 79 - Fairness Opinion Requirements

Series 6 - Chapter Five

Series 79 - A1.6.3. Yield

Series 27 - Ratio Requirement

Series 53 - Exemptions

Series 7 - 5.5.3. Interest Rate Options

Series 54 - MSRB Conduct Rules

Series 24 - Prohibition Against Trading Ahead of Customer Orders

Series 24 - 2.5.4. Dispute Resolution Procedures

SIE - 4.1.1.3. Long Put

Series 24 - Approval and Recordkeeping

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used you guys when I sat for the Series 7 two weeks prior and passed that bad boy too. The Solomon books are awesome and allowed me to pass these challenging exams [Series 65 and Series 7] the first time. Highly recommended. Thank you.

Jonathan Freehill, Houston, TX

I had my licenses but I let them lapse after I sold my firm. Now we're starting a new firm and I needed a refresher and studied your book and used the exam simulator. I passed the Series 65 and your materials were a big help. Now I am back for the Series 7 and I want your book, audio book and exam simulator. Thanks for an excellent product.

Jason Luquire Pawleys Island, SC

I took the exam three days after we spoke. I had to drive 75 miles to the test center. I finished the exam in a little under two hours and did not want to second guess myself in changing any of my answers. Upon completion of the exam, and subsequent grading I saw a 65 on the screen and I couldn't believe I did so poorly. However, the 65 I saw stood for the Series 65 not my grade and several lines below was my grade which was an 87. Thus I passed with a minimum amount of study looking over your online exam simulator. The questions were very similar to your review questions and I am sure that a candidate who reviews your questions and understands the application will have no problem passing the exam. Thanks for a great product.

Jeff Dampf

Thank you Solomon, 87% on the series 65. I thought I was nervous showing up to the exam, but the material was well above par. thanks again

Matt Callahan

I passed my Series 65 today with an 80, first effort! Not only was the material well laid out, but if it's possible, the Solomon prep made the material palatable and understandable. Amazing!!! I have used Kaplan in the past as well as STC, which are both very good, but I chose Solomon because it had audio downloads. With an hour commute, I was able to study during that otherwise wasted time. Additionally, the "Ask the Professor" and live chat features were excellent!! Questions were answered virtually immediately by personal email and the author/owner Jeremy Solomon actually called me to help me and cheer me on! I didn't think this kind of customer service and general human kindness existed anymore. He even asked me to let him know personally my results which, thanks to this program, I am on the other side of this very difficult exam. Thank you Solomon Exam Prep!!!!!

Carol K. Gallagher TIAA-CREF Upstate New York

I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE