Series 7: 3.3.1.1.1. Financial Advisor

Taken from our Series 7 Online Guide

3.3.1.1.1. Financial Advisor

The financial advisor is a consultant hired by the issuer to help devise a financing plan for the debt issue. In general, the role of the financial advisor is to:

• Review the financial feasibility of the project and assess the issuer’s sources of revenue

• Assess the issuer’s ability to stay under the debt ceiling

• Recommend a financing structure and maturity schedule

• Recommend a call schedule for the bonds and the timing of their sale

• Assess the bond’s i

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