Series 7: 3.6.6. Rule G-6—Qualification Is Contingent On Meeting FINRA’s Fidelity Bonding Requirements

Taken from our Series 7 Online Guide

3.6.6. Rule G-6—Qualification Is Contingent on Meeting FINRA’s Fidelity Bonding Requirements

Broker-dealers will not be MSRB qualified unless they have acquired insurance protection against fraudulent activities by the broker-dealer’s employees that meets FINRA’s fidelity bonding requirements.

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Since you're reading about Series 7: 3.6.6. Rule G-6—Qualification Is Contingent On Meeting FINRA’s Fidelity Bonding Requirements, you might also be interested in:

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After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

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