Series 53: 2.2.2.6. Continuing Education Requirements

Taken from our Series 53 Online Guide

2.2.2.6. Continuing Education Requirements

All registered persons must participate in an annual continuing education (CE) program. This program has two elements: a regulatory element and a firm element. If the CE is not completed annually, the person’s registration will become inactive, and they will not be able to perform any of the activities that requir

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