Series 6: 2.2.7.1. Advisory Accounts

Taken from our Series 6 Online Guide

2.2.7.1. Advisory Accounts

An investment adviser is a person or entity that advises people on their investments for a fee. Investment advisers often open accounts at broker-dealers to buy and sell securities for the customer. Investment advisers are considered fiduciaries and must, therefore, put their customers’ interests before their own. Investment adv

+ Read More

More Series 6 Info

What are people saying?

Create an Account

Since you're reading about Series 6: 2.2.7.1. Advisory Accounts, you might also be interested in:

Series 65 - Sharpe Ratio

Series 6 - 5.1.7.5. Calculating Capital Gains on Shares Sold at a Profit

Series 24 - Nasdaq

Series 65 - 1.4.3.5. Schedule 13D

Series 7 - 1.2.2.8 Right to Sue for Wrongful Acts

Series 6 - Exercise

Series 50 - Ginnie Mae

Series 3 - 6.1.6.2. Supply: The Federal Reserve and Monetary Policy

Series 65 - 3.7.4.2 Death Benefit

Series 53 - Transaction Information

Series 27 - Due-Bills and Due-Bill Checks

Series 7 - 16.1.3.2 SIMPLE Plans

Series 52 - 1.2.1.2. Limited Tax General Obligation Bonds

Series 24 - 5.6.2.1. Market Maker Registration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Wanted to thank Solomon Exam Prep for helping me Pass my Series 6 TO test yesterday Monday Feb 3rd, 2020. After failing with a competing exam prep I decided to use Solomon's materials and I feel it gave me the edge to pass - YES! Materials are straight forward and concise, I loved using the Exam Simulator on my Android phone and my tablet with ease and simplicity taking as many test questions I wanted, very user friendly. Customer Service is GREAT, Solomon helped extend my Study Guide materials which help me alot too. Thank You and I definitely recommend Solomon.

Anthony Moreno, Primerica

I have now used Solomon for the SIE, series 6, and 63. I am ordering my 7 materials now. The structure and resources are right on target. The practice exams are more difficult than the exam which makes taking the exam much easier. I give all of the credit to Solomon for my 100% pass rate so far. I recommend Solomon to all of my coworkers.

Alex Coyne, Northwestern Mutual. Pensacola, FL

Thanks so much for your great product. I recently used for the Series 6 and took a month to study and passed. I previously used another provider and didn't pass.

K Francis, Allstate, Sugar Land,TX

I've used the Solomon exam prep materials for both my SIE and Series 6 exams and passed both on the first try! The audio materials are a lifesaver and a great resource to utilize, especially while driving. Also, your team is fantastic! I reached out through the "Ask the Professor" option while studying for the SIE and the response and additional help was exactly what I needed. I highly recommend Solomon! Thanks again!

Kristina Ribali, Modern Woodmen Fraternal Financial. Naples, FL

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI