Series 54: 1.1.5. Dodd-Frank Wall Street Reform And Consumer Protection Act

Taken from our Series 54 Online Guide

1.1.5. Dodd-Frank Wall Street Reform and Consumer Protection Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act was passed in 2010 as a response to the economic crisis of 2008. The Act aimed to prevent another recession while bringing oversight to regulatory gaps in the financial market.

Dodd-Frank, as it is known, created new financi

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: 1.1.5. Dodd-Frank Wall Street Reform And Consumer Protection Act, you might also be interested in:

Series 63 - Prospectus Delivery Requirements

Series 24 - Lock-up Agreements

Series 79 - 1.2.1. Balance Sheet

SIE - Chapter Nine

Series 24 - 5.8.7.2. Additional Information on Dividend Payments

Series 54 - Disclosure Requirements

Series 7 - 3.2.2. Revenue Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

As an aside, the ongoing personal help was very surprising and commendable. Thank you, Solomon!

Jason Bowen, Southington, CT

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

Dear Solomon Team, Happy to inform you that I took and passed the Series 7 this past Tuesday. I was not able to prepare as much as I had planned, and would not recommend someone taking the exam at the point I was at in my preparation, but the circumstances demanded it and it worked out. The depth and breadth of material I was able to cover with Solomon obviously played no small part. I am deeply grateful for your partnership for both the SIE and the 7 top-off as I transition from law practice into an RIA compliance role. This has been a big change and your materials and support have been indispensable. I want to particularly note that your audiobook feature is a key distinguishing factor for me. It undoubtedly helped me absorb the material and is an ideal complement to material that is presented in such a way as to benefit those of us who need to learn the “why’s” in the material and not just a series of independently-existing spontaneously-combusted facts. I’m sure both methods work for exam takers, but Solomon excels in the former. Also, as a dad to a half-dozen crew and an auditory learner, an audiobook format helps when your geographic coordinates at the start of a lesson are not the same as those at the end. Thanks again to everyone at Solomon!

Eduardo Mordujovich, Gainesville, FL

I passed the Series 65 with a 92% thanks to the Solomon practice exams. The questions on the practice exams were very similar to what I actually encountered on the actual exam, and the ability to take unlimited practice exams really built my knowledge and confidence. I highly recommend this product to anyone studying for the Series 65.

Neal Thompson, Denver, CO, Series 65

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!