Series 54: 3.2.4. Municipal Advisor Advertisements

Taken from our Series 54 Online Guide

3.2.4. Municipal Advisor Advertisements

An advertisement is any published material used in electronic or public media or promotional literature made available to municipal advisory clients or the public about the services of the municipal advisor. These materials include any notice, circular, report, market letter, form letter, telemarketing script, seminar text, press release, reprint of a published article, or any excerpt of any of these.

An advertisement does not apply to official statements (including prospectuses, preliminary prospectuses, summary prospectuses, and registration statements) but does apply to summaries of both official statements and offering circulars, or other documents like these prepared by the municipal advisor.

A form let

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The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL