Series 24: 2.7.3. Five-Year Records

Taken from our Series 24 Online Guide

2.7.3. Five-Year Records

The Bank Secrecy Act mandates that all reports and documentation related to MILs, CTRs, and SARs be kept on file for five years from the date of the filing.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.7.3. Five-Year Records, you might also be interested in:

Series 7 - 3.3.2.2 Pricing by Competitive Bid

Series 28 - Chief Compliance Officer and Compliance Certification

SIE - Systematic and Unsystematic Risk

Series 65 - RMDs

Series 53 - Characteristics of the Secondary Market

Series 54 - 3.2.4. Municipal Advisor Advertisements

Series 65 - Factors Affecting How a Bond Is Valued

Series 79 - Step Four: Calculating Present Value and Determining DCF Valuation

Series 52 - 6.2.1. Taxation of Interest at the State and Local Levels

Series 7 - 17.6.3.1. Trading Halts on a Security

Series 28 - Department Decision

Series 65 - Banker’s Acceptances

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

Even though there is no such thing as a guaranteed success in the securities industry, there is a likelihood of strong returns if you are able to make the right risk / reward choices at the right time.

If you are taking a test one of those choices is Solomon materials. Just follow their guidance. It worked for me, 3 times in a row, 7, 63, 24!

Eric Altmann, New York, NY

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

Marie, Miami, FL

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24