Series 24: 3.6.9.3.1. General Disclosures

Taken from our Series 24 Online Guide

3.6.9.3.1. General Disclosures

To qualify as an omitting prospectus, a registered investment company or a business development company must include in its advertisement a statement that:

• Advises an investor to carefully consider the investment objectives, risks, charges, and expenses of the investment company before investing

• Explains that the statutory prospectus contains this and other information about the investment company

• Identifies a source from which an investor may obtain a statutory prospectus

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