Series 24: 3.6.9.4. Supplemental Sales Literature

Taken from our Series 24 Online Guide

3.6.9.4. Supplemental Sales Literature

The Investment Company Act requires that any sales literature connected with a public offering by any open-end investment company, UIT, or face-amount certificate company be filed with the SEC or FINRA within 10 days of its distribution. Investment company sales literature is any communication (in writing or over the public media) that offers to sell or induce the sale of investment company securities. This not only includes communications with customers. It also in

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 3.6.9.4. Supplemental Sales Literature, you might also be interested in:

Series 14 - 5.2.7.1. Disclosures in Connection with New Issues

Series 82 - 1.1. Primary Market: Issuing Corporate Securities

Series 99 - 1.2.3.5 Moving Funds In and Out of Account

Series 53 - Securities Investor Protection Corporation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA

Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.

Ben Young, Berthel Fisher. Cedar Rapids, IA

I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY