Series 24: 4.1.5.2. Ineligible Issuers

Taken from our Series 24 Online Guide

4.1.5.2. Ineligible Issuers

In addition to the categories of issuers just described, the SEC designates certain issuers as “ineligible” issuers, which may not take advantage of less restrictive rules concerning communications during the registration period, such as u

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