Series 24: Communications Guidelines: Pre-filing Period

Taken from our Series 24 Online Guide

We have an Audiobook for this text!

Communications Guidelines: Pre-filing Period

The following are acceptable communications during the pre-filing period:

• Free-writing Prospectuses may be distributed in the pre-filing period, but only if they are prepared for a well-known seasoned issuer (WKSI).
• Issuer statements to the public are allowed more than 30 days before the registration statement is filed if they do not refer to the contemplated offering.
• Statements regarding regular business activity are permitted, if the issuer regularly makes statements to the public. If the issuer files reports with the SEC, the communications can include forward-looking statements, such as earnings projections and manag

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Communications Guidelines: Pre-filing Period, you might also be interested in:

Series 14 - Chapter 6 Practice Questions

Series 3 - 7.6.1.7. Member Responsibility Actions (MRAs)

Series 53 - Oversubscription: Order Priority

Series 65 - Exceptions for Canadian Broker-Dealers

Series 63 - Registration Exceptions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX