Series 24: Forwarding Of Securities Information And Proxy Materials

Taken from our Series 24 Online Guide

Forwarding of Securities Information and Proxy Materials

Member firms that hold title to a security on behalf of a beneficial owner are required to forward all information received from the issuer of that security (such as proxy material, annual reports and information statements) to the beneficial owner or the beneficial owner’s investment

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I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

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