Series 24: Missing, Lost, Fake Or Counterfeit Securities

Taken from our Series 24 Online Guide

Missing, Lost, Fake or Counterfeit Securities

The Securities Information Center (SIC), an arm of the SEC, handles the reporting of stolen, missing, lost, or counterfeit securities. Each member firm must file a notification with the SIC if it discovers the following:

• Stolen securities: The firm must report stolen securities to the SIC within one business day of the discovery and must also promptly report it to the FBI
• Missing or lost securities: When securities have been missing or lost for two business days, the firm must report the missing/lost securities within one business day following the end of that two-day period
• Counterfeit securities: The firm must report to the SIC and the FBI within one day of discovering counter

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Missing, Lost, Fake Or Counterfeit Securities, you might also be interested in:

Series 65 - Securities Analysis

Series 53 - 2.5.5.10. Form G-37 Quarterly Reports

Series 3 - 3.4.4.2. Intramarket or Inter-Delivery Spread Margins

Series 26 - Notification of Net Capital Shortfall

Series 50 - Other Counsel

Series 52 - 3.4.3. Selling on a When-Issued Basis

Series 24 - 4.1.3.1.3. General Corporations

Series 53 - 1.1.1. Securities Act of 1933

Series 66 - 8.1.4.1 Prospectus Delivery Requirements

Series 7 - 1.3.5.3. Convertible Preferred Stock

Series 24 - Arbitration Process

Series 66 - Exercise

Series 53 - Lead Underwriter Recordkeeping Responsibilities

Series 26 - Redemption Fees

Series 65 - 2.4.1 Warrants

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

Stick to the plan and pass! 4 times in a row, 7, 63, 24 and now 79. You can't beat the Solomon materials.

Eric Altmann

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA