Series 63: Form ADV

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Form ADV...

the registration form that must be filed by an investment adviser through the federally run Investment Adviser Registration Depository system (IARD). Form ADV includes general information about the adviser, as well as more specific information that would be relevant to a potential customer.

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I've been using Solomon Exam Preparation materials for my last four Series tests: the Series 82, Series 63, Series 79 and just recently the Series 7. My scores on these tests were 88, 90, 88 and 90. The Solomon texts were comprehensive and easy to read; everything you need to know is in there. But there is so much material that these exams cover that you have to read the texts several times over and take as many practice quizzes and tests as you can until you score in the mid 80's. Then go in for the test. That's what I did. I went in scoring in the mid 80's on practice exams and "peaked" at higher scores while taking the actual tests. You can't do any better than Solomon. I highly recommend them.

Michael McGregor, FOCUS Investment Banking, Charlotte, NC

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Gary Kilanowski. Scottsdale, AZ