Series 27: Order Memorandum

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Order Memorandum...

a record of every securities order, order execution and trade confirmation, required by the SEC for all member firms. The memorandum must show: each order’s terms and conditions, the account for which it was entered, the time it was received and entered, its execution price, and the time of execution or cancellation.

+ Read More

More Series 27 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 27!

Since you're reading about Series 27: Order Memorandum, you might also be interested in:

SIE - high-yield bonds

Series 26 - insolvency

Series 50 - bond point

Series 82 - negotiated bid

Series 50 - limited tax bond

Series 65 - net asset value (NAV)

SIE - progressive tax system

Series 24 - standby underwriter

Series 82 - risk tolerance

Series 26 - customer-specific obligation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I used Solomon Exam Prep for both the 6 and the 63 and passed both of them on the first try. For the Series 6 I scored a 92 and for the Series 63 I scored a 75. The book was very insightful and helped quite a bit with passing, so thank you to your company.

Austin Kurey, Denver, CO

I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

Thank you so much Solomon Exam Prep. I took the SIE exam today and passed it the first try. Couldn't have done it without your help. Thank you again.

Cathy Villano, Eastchester, NY

I utilized a competitor's product and failed the first time I took the Series 53. It wasn't from the lack of studying. After researching what other courses to buy, I luckily found Solomon. The exam material was up to date and the practice exams were much more challenging than the other program. I would highly recommend Solomon and plan on utilizing them if I should have to take another exam. Thank you.

Andrew Shubert, Craft Capital Management, Garden City, NY