Series 27: Designation Of OSJ General Principal

Taken from our Series 27 Online Guide

Designation of OSJ General Principal

Each OSJ is required to designate at least one General Principal to be responsible for the supervision, not only of the activities of the registered representatives and other principals in its own office, but also in any branch office under its jurisdiction. This General Principal must be physically present at the OSJ he supervises on a regular

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Designation Of OSJ General Principal, you might also be interested in:

Series 66 - 6.1.1.1. Consolidated Tape

Series 28 - Misappropriation Theory of Insider Trading

SIE - Chapter Three

Series 50 - Operations & Maintenance (O&M) Covenant

Series 28 - Chapter 5 Practice Question Answers

Series 28 - Other Exemptions

Series 6 - 4.2.11.5. U.S. Savings Bonds

Series 54 - 2.2.2.7. “Know Your Client” Requirement

Series 66 - 3.1.2.5 Index Funds

Series 26 - Structure of Open-End Management Companies

Series 3 - Exercise

Series 24 - 3.8.6.2. Unit Investment Trust Companies

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I love Solomon Exam Prep! The materials are comprehensive and simulate the type of questions on the tests. And the staff is so committed to their students' success. Without them, I wouldn't have been able to pass both the 7 and the 66.

Katelyn Hritcko, Elmcore Securities, Las Vegas, NV

For the Series 6 exam, I used the Solomon 4-week study schedule. I really didn't do anything special, I just stuck to the study schedule each day. I used the app on my phone quite a bit for convenience.

The Solomon Live Class was timed perfectly one week prior to my exam, so it turned out to be somewhat of a review session, which is what I had hoped it would be. The concepts covered in the Live Class were helpful because McCallister broke them down into plain English and real-world examples.

The one place I varied from the study schedule was in the number of times I took the Exam Simulator. I took the Exam Simulator Practice Test 36 times and monitored my Pass Probability. Once I had my Pass Probability at 90%, I felt I was ready.

Arthur Priddy, Farmers Insurance. Jackson, Tennessee

I passed the Series 63 with an 86. Your system rocks!!!

Edward Giaco, TaxCheck USA Investments Broadview Heights, OH

I passed with flying colors. Made an 83. Your material is awesome. I could not have done it without it. The book is a great start and then the online exam simulator seals the deal. Thanks for all your help...and especially for jumping to my aid over the weekend.

David Latham, Butler Snow Advisory Services, Ridgeland, MS