Series 63: Rescission

Taken from our Series 63 Online Guide

Rescission

One unique provision available to securities issuers, investment advisers, and broker-dealers to help them avoid administrative action is known as rescission. Under rescission, a professional or issuer offers a client t

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Rescission, you might also be interested in:

Series 65 - 1035 Exchanges

Series 14 - 3.1.2.2.6. Preservation of Other Records

Series 24 - 2.7.6. Preservation of Other Records

Series 79 - Function Three

Series 65 - Balance of Payments

Series 53 - General Obligation Bonds

Series 66 - Price of Preferred Stock

Series 28 - Form U4

Series 66 - 2.4.12.3 High-Yield or Junk Bonds

SIE - 8.2.10.1. Individual Retirement Accounts (IRAs)

Series 7 - 5.3.3.5. Calculating Gains and Losses

Series 65 - Odd Lot Theory

Series 7 - 3.4.1.2.1 Out-Firm Quotes

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the 63 on the first try with Solomon Exam prep! The Exam Simulator was amazing and the Audiobook really helped!!!

Brad Eiden, Jefferson National, Louisville, KY

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

I passed with flying colors. Made an 83. Your material is awesome. I could not have done it without it. The book is a great start and then the online exam simulator seals the deal. Thanks for all your help...and especially for jumping to my aid over the weekend.

David Latham, Butler Snow Advisory Services, Ridgeland, MS

I followed the Solomon recipe for success and passed the Series 63 on my first attempt!!

Jaime Avery, John Hancock, Boston, MA

I ordered the Series 63 material on 10/4 and sat for my exam today 10/15 and I passed....the exams are more challenging then the other vendors I used. This cleary helped me pass the exam. I'm about to order the 65 material

David Lewis, White Plains, NY

Solomon Exam Prep offers everything you need to succeed in passing the 6 & 63 exams. The textbooks were easy to follow and study by. The online practice exams really were instrumental and my success. Thank you.

Fran Piegari, AllState, Dallas, TX