Series 24: 5.8.7.2.1. Ten Day Rule (SEC Rule 10b-17)

Taken from our Series 24 Online Guide

5.8.7.2.1. Ten Day Rule (SEC Rule 10b-17)

Issuers must notify the exchange (if listed) or FINRA (if unlisted) of the record date at least 10 days prior to the record date to allow sufficient time to set and publish the ex-date.

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3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

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Jason Bowen, Southington, CT

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Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

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Ajay A, CT, Series 24