Series 26: Part A: Information Required In A Prospectus

Taken from our Series 26 Online Guide

Part A: Information Required in a Prospectus

The prospectus must state the company’s investment objectives and risks, the principal strategies it will use to meet those objectives, and whether these objectives can be changed without a shareholder vote. It also must identify its investment advisers and portfolio managers, disclose the company’s financial structure, and describe its past performance. It must disclose the fund’s procedure for pricing its shares, affirm that share prices are based on the

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Part A: Information Required In A Prospectus, you might also be interested in:

Series 79 - Accredited Investors

Series 3 - 6.2.2.1. Support and Resistance

Series 65 - Sharing Profits and Loss in a Customer Account

Series 66 - Ban On Certain Third-Party Solicitors

Series 63 - Chapter 3

Series 66 - 8.1.10.2 Rescission

Series 24 - 3.1.4. Suitability

Series 79 - Permitted Use

Series 79 - Quantitative

Series 52 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot