Series 26: Part A: Information Required In A Prospectus

Taken from our Series 26 Online Guide

Part A: Information Required in a Prospectus

The prospectus must state the company’s investment objectives and risks, the principal strategies it will use to meet those objectives, and whether these objectives can be changed without a shareholder vote. It also must identify its investment advisers and portfolio managers, disclose the company’s financial structure, and describe its past performance. It must disclose the fund’s procedure for pricing its shares, affirm that share prices are based on the

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