Series 7: 17.6.3.2.2. OTC Trading Halts

Taken from our Series 7 Online Guide

17.6.3.2.2. OTC Trading Halts

FINRA also is authorized to halt trading on a security on OTC Link, or a third market if it deems it is in the public interest, and if one of the following is true:

• A foreign market has halted trading in the security.

• The security is a derivative of a listed security and trad

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